Compliance Manager

Job Ref: 159557
Sectors: Other, Administrators, Customer Service
Job Type: Permanent
Date Added: 01 November 2018
  • Uxbridge, Middlesex, England
  • £48,000 - £50,000 per Annum
  • Tate
  • 01895 257931

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Compliance Manager


To take responsibility for the enforcement and further risk-based development of the corporate strategy, in response to the compliance landscape that the brand faces over future years. The individual appointed shall function as an independent and objective company officer who will responsible for oversight of the full compliance function, with support and leadership provided by the Company Secretary and ultimately, the Board-level Ethics and Compliance Committee.


 Responsibility for the enforcement and further risk-based development of compliance strategy, with particular emphasis on anti-bribery & corruption and modern slavery.

 Advising Management as to the necessary nature and content of "Tone from the Top" compliance related internal and external communications and where appropriate, during such communications on behalf of Management

 Building relationships with, and promoting strong compliance culture amongst senior management, both at Headquarters and in the regions

 Enhancing general awareness of the importance of effective compliance for the business in order to ensure the business benefits are understood and accepted by employees at all levels

 Drafting and implementing any periodic changes required to any compliance policy and responding to any concerns or suggestions raised by the Ethics and Compliance Committee

 Liaising, supporting and when necessary, robustly challenging staff responsible for compliance in the regions in order to ensure that compliance policies and procedures are communicated, implemented and enforced effectively

 Assisting in the development of constructive relationships with third parties in order to ensure that the brand achieves and maintains a high level of compliance at all levels and in each link of its supply chain

 Independently investigating and acting on matters related to compliance, which will require the flexibility to plan and co-ordinate internal investigations (e.g. responding to whistleblower reports and/or other reports of suspected violations) and a taking appropriate action to address any necessary remedial actions identified during the course of any such investigation

 Instructing external consultations (including legal, forensic and audit professionals) in appropriate circumstances

 Acting when required as the compliance expert at Board and/or Ethics and Compliance Committee meetings

 Keeping a breast of regulatory and legal developments and industry initiatives and responding appropriately including where necessary changes to any relevant compliance policies

 Designing and delivering training on business-wide compliance policies and procedures, laws and regulations applicable to the business


 Compliance background is necessary

 Compliance professional qualifications are desirable

Tate is acting as an Employment Agency in relation to this vacancy.

01/12/2018 15:57:47
GBP 48000.00 48000.00.