Compliance Manager

Job Ref: 150542
Sector: Accountancy & Finance
Date Added: 17 November 2017
  • Stevenage, Hertfordshire, England
  • £45,000 - £55,000 per Annum
  • Tate
  • 01462 455181

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Compliance Manager, based in Stevenage - salary starting from £45,000. Tate have an opportunity for an accomplished Compliance Manager to work within a business associated with the Financial Services sector. As the Compliance Manager you will be required to continually monitor and improve service and compliance procedures and maintain a positive relationship between the organisation and the Financial Services Authority (FSA).We are looking for an experienced compliance manager who:

  • Has ideally worked within the Financial Services sector
  • Can manage, maintain and have a positive impact on the organisation's compliance monitoring programme
  • Can devise training programmes to teach and maintain the highest technical standards
  • Is able to oversee and manage technical and compliance
  • Delivers consultant training programmes in order to maintain areas of authorisation
  • Will take full ownership for pension switches, FS transfer and drawdown approval
  • Has monitored, interpreted and trained changes to TAX and legislation
  • Manages complaint procedures and investigations
  • Takes ownership of miscellaneous compliance and technical queries

Please apply by attaching your current CV in a word doc. (not a PDF please) and Tate will review your application within 2 working days.

Tate is acting as an Employment Agency in relation to this vacancy.